Rule 506(b) Private Placements
Rule 506(b) is the most common Regulation D exemption. Companies can raise unlimited capital without SEC registration, but cannot use general solicitation or advertising. Up to 35 sophisticated non-accredited investors may participate.
181,189
506(b) Filings
$7202.4B
Offering Amounts
What is Rule 506(b)?
Rule 506(b) under Regulation D allows companies to raise unlimited capital from accredited investors without registering with the SEC. Key requirements:
- No General Solicitation: Cannot advertise or publicly market the offering
- Unlimited Accredited Investors: No limit on accredited investor participation
- Up to 35 Non-Accredited: May include up to 35 sophisticated non-accredited investors
- Disclosure Requirements: Must provide disclosure documents to non-accredited investors
- Bad Actor Rules: Certain "bad actors" are disqualified from using this exemption
Rule 506(b) - This Page
- No general solicitation allowed
- Up to 35 non-accredited investors
- Self-certification of accreditation
- Most commonly used exemption
Rule 506(c)
- General solicitation allowed
- Only accredited investors
- Must verify accreditation
- Growing in popularity
Recent Rule 506(b) Filings
| Company | Industry | Offering | Date |
|---|---|---|---|
| 10K Health, LLC | Other Health Care | $3.6M | 2026-03-06 |
| Accial Credit Impact Fund LP | Pooled Investment Fund | N/A | 2026-03-06 |
| AGC Replit V a Series of AGC AI Nexus Fund LLC | Pooled Investment Fund | $5.7M | 2026-03-06 |
| AI-0206 Fund I, a series of Arka Venture Fund Management, LP | Pooled Investment Fund | $164K | 2026-03-06 |
| AlloDirect, Inc. | Other Technology | $175K | 2026-03-06 |
| Almanack Opportunity Fund, LP - Series 6 | Pooled Investment Fund | $10.0M | 2026-03-06 |
| Ambient Scientific Inc. | Other Technology | $20.0M | 2026-03-06 |
| AminoSense, Inc. | Other | $1.5M | 2026-03-06 |
| Antares Senior Loan Lux Feeder Co-Invest III SCSp | Pooled Investment Fund | N/A | 2026-03-06 |
| Ares Private Opportunities (DF) LP | Pooled Investment Fund | N/A | 2026-03-06 |
| AVSF - Deepgram 2026, LLC | Pooled Investment Fund | $734K | 2026-03-06 |
| Ayda Works, Inc. | Manufacturing | N/A | 2026-03-06 |
| BA-07151 Fund I, a series of Roll Up Vehicles, LP | Pooled Investment Fund | $116K | 2026-03-06 |
| Backbone XI Jan 2026 a Series of Backbone NC LLC | Pooled Investment Fund | $104K | 2026-03-06 |
| Baldi Management Group, Inc. | Other | $2.0M | 2026-03-06 |
| BARKSDALE RESOURCES CORP. | Other | N/A | 2026-03-06 |
| Calamos Aksia Private Equity & Alternatives Fund (Offshore), Ltd. | Pooled Investment Fund | N/A | 2026-03-06 |
| Cascade AI Inc. | Other Technology | N/A | 2026-03-06 |
| Centex Magnolia 2 & 3 LP | Pooled Investment Fund | N/A | 2026-03-06 |
| ChatGPTree, Inc. | Other Technology | $1.0M | 2026-03-06 |
| CM Investments III LLC - CM Topspin Fund III LLC | Pooled Investment Fund | $5.0M | 2026-03-06 |
| Convexo3 Capital LLC | Other | $412K | 2026-03-06 |
| CraniUS LLC | Biotechnology | $20.0M | 2026-03-06 |
| CR Jupiter Fund, LLC | Other | $5.8M | 2026-03-06 |
| Databricks II 2026 T1V SPV Feb 2026 a Series of CGF2021 LLC | Pooled Investment Fund | $320K | 2026-03-06 |
| Deus X Holdings Inc. | Other | $15.0M | 2026-03-06 |
| Eden Block dAI Fund LP | Pooled Investment Fund | N/A | 2026-03-06 |
| EFEX Inc. | Other Technology | $10.6M | 2026-03-06 |
| Elder Technologies, Inc. | Other Technology | $65.0M | 2026-03-06 |
| Empo App, Inc. | Other Technology | $1.8M | 2026-03-06 |
| EquityZen Growth Technology Fund II LLC - Series 28 | Pooled Investment Fund | $1.2M | 2026-03-06 |
| EquityZen Growth Technology Fund LLC - Series 2243 | Pooled Investment Fund | $400K | 2026-03-06 |
| EquityZen Growth Technology Fund LLC - Series 2256 | Pooled Investment Fund | $855K | 2026-03-06 |
| ESSENCE CO-INVEST FUND, LP | Pooled Investment Fund | $8.0M | 2026-03-06 |
| Five Point Natural Gas Yield Fund II Blocker LLC | Pooled Investment Fund | N/A | 2026-03-06 |
| Five Point Natural Gas Yield Fund II LP | Pooled Investment Fund | N/A | 2026-03-06 |
| Fund FG-LED, a series of Forge Investments LLC | Pooled Investment Fund | N/A | 2026-03-06 |
| GAEA, A SERIES OF Reflect Ventures Master 1 LLC | Pooled Investment Fund | $44K | 2026-03-06 |
| Gaingels Early Stage Fund II LLC | Other | $5.0M | 2026-03-06 |
| GGSA Zenoti 2025 a Series of CGF2021 LLC | Pooled Investment Fund | $279K | 2026-03-06 |
| Gracewell Senior Living, LLC | Other Health Care | $278K | 2026-03-06 |
| Heat TopCo, LP | Other Energy | N/A | 2026-03-06 |
| Hew-Tex/Bakken Williams Joint Venture | Oil and Gas | $366K | 2026-03-06 |
| IDEAL Investors 7 LLC | Residential | $7.8M | 2026-03-06 |
| INFINITY NATURAL RESOURCES, INC. | Oil and Gas | $350.0M | 2026-03-06 |
| INVST Income Fund I, L.P. | Pooled Investment Fund | $50.0M | 2026-03-06 |
| Kraken WSVC Jan 2026 a Series of CGF2021 LLC | Pooled Investment Fund | $405K | 2026-03-06 |
| LE-0220 Fund IV, a series of Trip Trip Medical, LP | Pooled Investment Fund | $107K | 2026-03-06 |
| Long Journey Fund V, L.P. | Pooled Investment Fund | $236.0M | 2026-03-06 |
| Loon Call Capital LLC | Other | $5.0M | 2026-03-06 |